Regulation  

Fund liquidity: The quest to remove investor roadblocks

  • To gain an understanding about the most recent liquidity problems for open-ended funds
  • Learn about what action the regulator could take
  • Grasp how funds can reduce the likelihood of encountering liquidity issues
CPD
Approx.30min

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Some may think a continued rise in the number of fund suspensions would, in fact, help in this regard. But it is more likely investors continue to write these off as isolated cases, and continue to take their chances in even the more obscure parts of the open-ended fund universe.

 

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CPD
Approx.30min

Please answer the six multiple choice questions below in order to bank your CPD. Multiple attempts are available until all questions are correctly answered.

  1. Nicky Morgan says most retail investors see rights to redemption as what?

  2. H2O argues the recent outflows from its funds have proved what?

  3. The Investment Association suggests that a product should be introduced that moves away from what?

  4. The FCA hinted at a liquidity solution in its 2018 consultation. What was it?

  5. How many businesses were on the companies house register at the end of 2017?

  6. According to Mr Sayers, the FCA proposal for funds to gate when there is “material uncertainty” around illiquid assets would harm investors by encouraging what?

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You have successfully answered all the questions correctly, well done!

You should now know…

  • To gain an understanding about the most recent liquidity problems for open-ended funds
  • Learn about what action the regulator could take
  • Grasp how funds can reduce the likelihood of encountering liquidity issues

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